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ISO-14001-Lead-Auditor認定試験トレーリング、ISO-14001-Lead-Auditor認定テキスト
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PECB ISO-14001-Lead-Auditor 認定試験の出題範囲:
トピック
出題範囲
トピック 1
- Managing an ISO 14001 audit program: This section of the exam evaluates the ability of EMS auditors to manage a complete audit program. It includes planning, implementing, monitoring, and continually improving the audit program to align with organizational and compliance goals.
トピック 2
- Environmental management system requirement:This section evaluates the ability of audit consultants to interpret and apply the specific requirements of ISO 14001. It focuses on understanding the structure of the standard, including context of the organization, leadership, planning, support, operations, and performance evaluation.
トピック 3
- Closing an ISO 14001 audit: This domain focuses on the responsibilities of audit consultants during the audit closure process. It includes evaluating findings, preparing audit conclusions, holding closing meetings, and ensuring proper reporting and communication of results.
トピック 4
- Fundamental audit concepts and principles: This section of the exam assesses the grasp EMS auditors have on core audit principles such as integrity, fair presentation, due professional care, and evidence-based evaluation. It ensures auditors can apply these principles consistently in the audit process.
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PECB Certified EMS ISO 14001 Lead Auditor Exam 認定 ISO-14001-Lead-Auditor 試験問題 (Q38-Q43):
質問 # 38
Sparkle is an organisation that provides mobile car cleaning services at customers' premises. It has been certified to ISO 14001 for some time and has appointed a full-time Environmental Management System Manager. The audit plan during a surveillance audit includes continual improvement and the auditor asks to see the most recent management review meeting minutes.
The minutes indicate that the Environmental Management System Manager reported that the last review of the organisation's environmental legislation register was made three years ago instead of annually as planned in the Environmental Management System. At that time, he asked for finances to employ a legislation expert to update the register but was denied the request by top management on the basis that it was unlikely that many changes to legislation had occurred. No related improvement actions were documented in the minutes.
Based on the scenario, select the two options which best describe the evidence for raising such a non- conformity.
- A. Recommend that staff in the five shops should have medical check-ups due to air pollution.
- B. Determine if the local authority has been informed that the organisation is exceeding VOC emissions.
- C. Extend the audit plan to include the five shops.
- D. Raise an opportunity for improvement (OI) to reduce damaging emissions.
- E. Evaluate whether the process for measuring environmental performance is effective.
- F. The organisation failed to update its legislation register following the planned frequency of review.
正解:D、F
質問 # 39
An organisation has the following environmental policy document displayed in the reception area:
"This organisation is committed to providing electric cables to customers' requirements, in accordance with environmental regulations for their manufacture, use and disposal. The organisation will strive to increase the environmental awareness of its personnel, suppliers, subcontractors and interested parties. Continual environmental improvement is a permanent objective of the organisation. This policy shall be communicated to all employees with the opportunity for them to seek clarification where required. Where required the policy shall be communicated to all interested parties." Referring to the above policy statement, select three options for which the organisation is meeting ISO 14001 requirements.
- A. The organisation satisfies its customers' environmental requirements.
- B. The organisation is committed to continual environmental improvement.
- C. The organisation uses suppliers committed to environmental sustainability.
- D. The organisation's processes deliver the intended improvement to the environment.
- E. The organisation has a good reputation for recycling its waste.
- F. The organisation clearly meets all statutory requirements.
- G. The organisation makes available its environmental policy to interested parties.
- H. The organisation has a commitment to environmental protection.
正解:A、B、G
質問 # 40
A multi-level shopping centre is open every day to the public from 09:00-21:00 hours. During an external audit of the centre to ISO 14001, you establish that there are 40 vending machines that are permanently switched on. Thirty of them do not sell perishable foodstuffs. You also note that there are eight escalators in the complex that run constantly during public access. When asked about environmental performance improvement objectives, the Centre Manager says that there are plans to increase the natural daylight by installing more skylights thus saving on lighting costs, but the estimated budget for this has not yet been approved by the board.
You: I note that energy consumption is a significant environmental aspect in the centre. How do you mitigate the impacts of this?
EMS Manager: We try to reduce our energy costs by negotiating a better deal from the energy company. We are considering changing to one that only supplies electricity from renewable sources.
You: What steps have you taken to reduce overall consumption?
EMS Manager: We conducted awareness training for staff. For example, turning off lights in staff areas not being used.
You: I see that the escalators account for the highest usage of energy. Are there any objectives to try and reduce this?
EMS Manager: No, it would be too costly to change them.
You: How do you measure electricity consumption?
EMS Manager: We have meters installed in each floor of the centre. We take readings every hour and we plot the consumption graph for every staff shift.
You continue the interview and find that energy consumption has increased steadily over the past five years.
Select the two statements that are true.
- A. The vending machines are switched on permanently.
- B. The organisation should take action to address its energy consumption.
- C. The Centre Manager is trained in energy awareness.
- D. The escalators are switched on permanently.
- E. The organisation's energy supplier sources renewable energy.
- F. The centre staff are responsible for energy consumption in the staff areas.
正解:A、B
質問 # 41
Which one of the following options describes the main purpose of a Stage 1 audit?
- A. To compile the audit plan
- B. To check for legal compliance by the organisation
- C. To get to know the organisation
- D. To determine readiness for Stage 2
正解:D
解説:
According to ISO/IEC 17021-1:2015 Clause 9.3.2.1:
The main purpose of Stage 1 is:
"To evaluate the client's management system documentation and preparedness for Stage 2 audit." This includes reviewing:
The status of implementation.
The client's understanding of requirements.
Readiness for the Stage 2 audit.
While the auditor will learn about the organization (B) and may draft plans (C), these are supporting activities. Legal compliance checks (D) occur in Stage 2.
Reference: ISO/IEC 17021-1:2015 Clause 9.3.2.1.
質問 # 42
Which one of the following conclusions in the audit report is not required by the certification body when deciding to grant certification?
- A. The scope of certification has been fulfilled.
- B. The corrections taken by the organisation related to major nonconformities have been accepted.
- C. The organisation fully complies with all legal and other requirements applicable to the Environmental Management System.
- D. The plans to address corrective actions related to minor nonconformities have been accepted.
正解:C
解説:
According to ISO/IEC 17021-1:2015 Clause 9.4.5 and 9.5.1:
Certification decisions are based on:
The audit conclusions,
Acceptance of corrective action plans for minor nonconformities (A),
Acceptance of corrections for major nonconformities (C),
Confirmation that the scope is fulfilled (B).
Full legal compliance (D) is not a requirement for certification decisions rather, it is the effectiveness of the management system to meet compliance obligations that is assessed.
Reference: ISO/IEC 17021-1:2015 Clause 9.4.5 and 9.5.1; ISO 14001:2015 Clause 9.1.2.
質問 # 43
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